Your firm’s compliance obligations and regulatory concerns are serious, and you deserve technology that approaches them just as seriously as you do.
Wealth management regulations are continuously evolving and always complex. How do you know that the technology options available to you are going to do enough to not only help you stay compliant, but also be proactive about it?
The Skience Surveillance tool delivers all that and more.
Ready to see how Skience can improve your compliance now? Click here to download our Industry Insights.
Trade Surveillance Monitoring with Skience
Skience brings immediate upgrades to your compliance program, including the ability to add trade surveillance and account monitoring.
You also get these three key benefits:
Easy Configuration
When you add technology that’s complex, it takes additional time to train your team and additional cost as deadlines get missed and few people take full advantage of its capabilities. Skience Surveillance is a rules-based engine that allows you to define your own workflows so you’re always up-to-date with regulations.
Visibility
There’s no way around it—you have to know what your employees are trading. You also need a quick way to look across client accounts. Skience Surveillance gives you the power to see all the data you need to see, in one place.
User Experience
It doesn’t matter who’s using your technology—principals, executives, paraplanners, or advisors —everyone needs to know where to find the information they need. Manual processes and data strewn across apps doesn’t make for a quality experience.
You need a comprehensive solution that gives each user the view they need to see, so they can get on with their work and their day quickly.
Stay Ahead of Wealth Management’s Changing Regulations
Keep informed of the shifting compliance landscape and make sure you have the technology and tools inside your firm to navigate anything that comes your way.
Our latest Industry Insights explains how c-suite executives, Chief Compliance Officers, financial advisors, and compliance team members can all benefit when you have a comprehensive compliance tech unifying all of their work.