It’s not enough to simply adhere to Regulation Best Interest. You need policies and procedures in place—and just like school, to show your work. Your latest challenge is making it easy for advisors to comply and clients to understand.

Skience is here to help. We’ve integrated with CapitalROCK’s RightBRIDGE Best Interest Validation System to help wealth management firms easily integrate RegBI into their workflow process with a click of a button.

Join Damon Gladman, SVP, Product Management & Delivery, Skience & Connor Thomas, CFP®, CSCP®, VP, Business Development, CapitalROCK as they discuss how firms can:

1. Leverage technology and make it easy for advisors to adhere to policies, procedures, and workflows.

2. Maintain successful compliance with Regulation Best Interest.

3. Understand the DOL’s annual retrospective review requirement and how your compliance team can prepare.